How SEBI is Regulating the Capital Market in India

Posted on November 29, 2021January 12, 2023 by Imarticus Learning

The Securities and Exchange Board of India (SEBI) has always been the regulatory body regulating the capital market in India. Recently, they further expanded SEBI’s mandate to include regulation of virtual currencies as well. The move aimed to curb illicit activities associated with cryptocurrencies, such as money laundering or terrorism financing.

This blog post discusses SEBI’s changes and their implications for investors and exchanges dealing in crypto-assets. It also provides an overview of how these new regulations will help protect stakeholders like retail investors who might not be aware of the risks involved in digital assets.

What were the changes made by SEBI?

The amendments help bring these unregulated entities under the purview of India’s central banking institution. These entities will now have to follow a host of new rules and regulations under the Prevention of Money Laundering Act (PMLA), with several other inclusions.

Most notable among these inclusions are:

A ban on banks from doing business with exchanges until they have obtained an appropriate license from SEBI
Required registration of all exchanges/companies are providing such services
A minimum KYC (Know your customer)/ AML (Anti Money Laundering) regimen for all accounts and transactions

What does it signify for investors in the Indian Crypto Mark?

The amendments made by SEBI will make it harder for unregulated entities to operate in India and provide a massive boost to the legitimacy of exchanges that SEBI already regulates.

For retail investors, trading on a regulated platform will mean:

Increased transparency in the market
Strict adherence to anti-money laundering measures by exchanges/companies providing such services

With India’s large population supporting the government’s ambition to increase investors’ transparency and safety, SEBI has taken significant steps to make the country a safer place for retail investors.

How will these regulations help protect retail investors?

Retail investors unprotect in crypto markets due to a lack of clear guidelines. SEBI’s regulation aims to protect these consumers by curbing illicit activities associated with cryptocurrencies, such as money laundering or terrorism financing. One of the significant issues faced by exchanges dealing in virtual currencies is compliance related to Anti Money Laundering (AML) measures.

AML requires businesses to collect KYC details for transactions over a certain amount, making compliance with these regulations extremely cumbersome. SEBI has resolved this issue by requiring exchanges to submit KYC details for any user on their platform regardless of the number of transactions.

Capital markets are the heart of a nation’s economy, where shares/securities are bought and sold amongst investors. If you’re looking for a Capital market course, then look no further! Here at Imarticus Learning, we bring you the best capital market training.

Explore Investment Banking with Imarticus Learning

Through online banking and finance courses, students can learn complicated securities and derivatives, the trade life cycle, and the services of investment banking operations. This 180-hour Banking and finance online course will thoroughly prepare students for banking operations, treasury, and clearing services.

Some course USP:

This Investment Banking course with placement assurance aids the students to learn job-relevant skills that prepare them for an exciting career.
Impress employers & showcase skills with a certification endorsed by India’s most prestigious academic collaborations.

World-Class Academic Professors to learn from through live online sessions and discussions. It will help students understand the 360-degree practical learning implementation with assignments.

Common Capital Market Instruments That Are Profitable in 2021

Posted on October 20, 2021March 26, 2024 by Imarticus Learning

Capital markets are used by individuals and businesses to trade securities and debt. Unlike the money market, a capital market deals in buying and selling long-term debt. Investment bankers have deep knowledge about the capital market to help their clients in raising capital. Several capital market entities can be traded for generating capital.

Businesses hire expert investment bankers for knowing the best capital market instrument to invest in. If the right capital market entities are traded at the right time, it can generate revenue for long-term business goals. Read on to know the top capital market instruments that are profitable in 2021.

Equities

Equity refers to the portion of ownership that is to be traded. Selling equities to someone makes them a shareholder of the organization. An equity holder may not receive regular payments from the organization but can still generate income by selling the stocks.

When the share of an organization goes high, shareholders can exit the company by selling their stocks. Shareholders will also earn a commission from the profits made by the organization. In 2021, you can give ownership of a company to several shareholders to generate capital.

Bonds

Bonds are a type of debt securities that are issued by the government, companies, and municipalities. The bond issuer collects debt for a fixed period from investors and shareholders. Once the fixed period ends, the bond issuer has to repay the principal amount. Bonds can help companies in collecting quick revenue as investors prefer to give debt for a fixed period.

Debentures

Debentures are also a type of debt securities that do not include any collateral. The trade of debentures is done based on mutual trust as there is no collateral. Investors that are buying debentures from an issuing company also act as creditors of the company.

Derivatives

Underlying assets are used to find the value of financial instruments. Such instruments are called derivatives. The underlying asset that is used to calculate the value of derivatives can be bonds, stocks, or currency.

There are four types of derivatives that are forward, future, options, and interest rate swap. To know more about the four types of derivatives, you can go for capital market courses in India.

Exchange-traded funds

Many investors come together to create a pool of financial resources. Those resources are then used to buy capital market entities like shares, bonds, and derivatives. Exchange-traded funds are traded in the stock market and have features of both shares and mutual funds. Investors who have limited knowledge about the capital market can benefit from exchange-traded funds.

Foreign exchange entities

You can trade several capital market entities that are represented on a foreign market. Currency agreements and derivates are the common types of foreign exchange entities used by companies in 2021.

How to learn more about the capital market?

You can go for banking and finance online courses that follow an industry-oriented approach. Imarticus Learning is a well-known EdTech platform that can provide new-age investment banking courses.

The Certified Investment Banking Operations Professional course provided by Imarticus will cover many concepts of the capital market. It will offer tech-enabled learning to keep track of your course.

The investment banking course comes with a placement assurance and, you can kickstart your career in the industry. At the end of the online course, you will receive a certification from the London Stock Exchange which is globally recognized.

Conclusion

Businesses need capital market experts to generate revenue for long-term business objectives. With an online course, you can learn about the trade life cycle in the capital market and can earn a lucrative job offer. Start learning more about capital market instruments today!

4 Common Mistakes Made by Beginner Stock Investors!

Posted on September 3, 2021September 4, 2021 by Imarticus Learning

Stock investing is a highly competitive and risky business. The risk of losing your money in the stock market can be mitigated by learning about treasury management, trade finance, and other related areas. If you are a beginner stock investor, there is no time like the present to learn as much as you can about this exciting field.

There are many mistakes that beginners often make, and those mistakes could cost you dearly in the long term. In this post, we’ll discuss four common mistakes made by beginner traders and offer advice on how to avoid them.

Common mistakes made by beginner traders and how to avoid these mistakes are:

Purchasing without doing the research: One of the most important parts of trading is understanding what you are buying. This requires some background knowledge and information on your part to make an informed investment decision. You should have all this before making any investments to avoid mistakes like jumping into something just because someone else said it was good or looking at a graph that makes something look more promising than it really is.

Not considering risk management: When people hear about successful traders, they often think that these traders were simply lucky; however, there’s much more behind their success than luck alone. These professional investors know how to manage risks properly, which has helped them navigate through rough patches while maintaining portfolios over time. Risk management also helps know what to sell when things go south and how much of a loss is too big.

Not having an exit strategy: Another common mistake investors make is not having an exit strategy. They often get caught up in the moment when something starts to go well and don’t sell it even though they know that it might come back down. Having a solid plan for exiting trades should include some type of profit-taking or using stop-losses, which are set according to your preferences as they can limit potential losses while still allowing you to take advantage of gains.

Getting caught up on emotions: Investing requires patience more than anything else as it takes time for good investments to pay off—but this doesn’t mean you should be patient all of the time. When new traders make a lot of money, they tend to hold onto those stocks thinking that their luck will continue, which isn’t always true; hence why risk management is so important because if things go south (i.e., there was an unanticipated event like bad news from another company), then these beginner traders may end up losing a lot more than they bargained for.

Learn treasury management by joining MBA course at Imarticus Learning Institute

Avoiding these mistakes is the primary step towards becoming a successful trader. The second and equally important part of learning to trade profitably is good risk management skills as well as understanding various compliances in the market. Learn risk and treasury management in banking & finance with Imarticus Learning.

Imarticus Learning offers MBA courses in finance in collaboration with Jain University. This course will enable you to gain in-depth knowledge & understanding of the various treasury operations and also help you understand risk management.

For more information, connect with us through the Live Chat Support system or visit any of our training centers based in – Chennai, Mumbai, Thane, Pune, Bengaluru, Hyderabad, Delhi, and Gurgaon.

Understand the Capital Market in India and its Latest Trends!

Posted on July 23, 2021May 29, 2025 by Imarticus Learning

India is one of the fastest-growing economies. With the Indian capital market being one of the largest in the world, it has led to an Investment banking career becoming one of the most lucrative and competitive professions in India today. Investment bankers are highly sought after for their skills and expertise in assessing investment opportunities and managing investment portfolios.

The role requires an in-depth understanding of the capital markets and how they relate to corporate activities. With this knowledge, investment bankers can help companies raise money on public stock exchanges or sell stocks to investors by buying them back at a higher price later on.

In addition, investment bankers may also advise clients about mergers and acquisitions that could benefit their company’s bottom line.

In this post, we’ll see what the capital market & its latest trends is and how you can start a career as an investment banker.

What is Capital Market?

The Indian capital market is the investment and financing hub for corporate entities, investors, and governments. It includes equity markets, debt markets, money markets, derivative products such as futures contracts on shares of stock (equity), bonds (debt) & currency pairs like Rupee vs. US Dollar, etc.

Latest Trends in Capital Market – What are investment bankers looking for?

The investment banking sector is undergoing a paradigm shift in companies’ investment strategies that are opting to stay private longer and new regulations and transparency imposed by regulators.

– Investment bankers may need different skills than they did before. For example, an investment banker who has been trained on debt financing will be required more now for equity investments because there is a lack of IPO opportunities from emerging markets firms since 2009. Increasingly, investment banks will offer advisory services to help clients raise funds through bonds or stocks offerings rather than traditional advice about which project should get financed with borrowed money.

– Investment banks rarely work alone anymore. They have to form alliances with other investment firms, private equity investors, hedge funds, or sovereign wealth fund managers to provide the different services necessary to handle a complex portfolio of deals. This is especially true for M&A activity where clients want not just advice on the investment but also the help of investment bankers to actually execute the transaction.

– Investment Banking requires a lot more than just finance skills to get ahead. You need strong analytical abilities, too, so that you can provide clients with insights into their industry or sector, which might be different from what they’re used to hearing.

– Investment bankers are looking for candidates who can bring a lot more to the table than just investment banking skills. That’s why Investment banker courses focus not only on technical knowledge but also behavioral and soft skills such as communication, interpersonal relationships, presentation skills, and leadership abilities.

Start a Rewarding Investment Banker Career with Imarticus Learning

Imarticus Learning offers investment banking courses that will provide you the right expertise, knowledge, and skills to start a rewarding investment banker career. Investment banks are always looking for professionals who have an in-depth understanding of the global capital markets.

Therefore, if you want to be an investment banker, then this course is best suited for your need as the investment banker course by Imarticus Learning is designed to provide a thorough understanding of investment banking careers and how one can start their own highly rewarding investment banker career with this coveted degree qualification.

For more details on Investment banking career/courses, contact us through the Live Chat Support system or visit any of our training centers based in – Chennai, Mumbai, Thane, Pune, bangalore, Hyderabad, Delhi and Gurgaon.

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What is The Structure Of The Indian Capital Market
Corona Virus And Impact On Capital Markets
How Can You Get Into Captial Market After Having a Few Years Of Banking Experience

What Is Capital Market And The Career Opportunities Worth Exploring?

Posted on June 11, 2021March 21, 2024 by Imarticus Learning

The term capital market describes the financial markets in which money and other assets are raised for companies, governments, and individuals.

These markets include banking institutions that provide loans to consumers or businesses; stock exchanges; bond markets; futures exchange; derivatives trading systems; interest rates, equities, gold prices, oil prices, and central banks.

As a result, there are immense career opportunities in the capital market, and this blog discusses in brief capital markets career paths.

Career Options in Capital Markets?

Relationship Manager: To manage the accounts of individual customers in the bank or financial institutions and educates them to purchase suitable products.

A relationship manager caters to corporate clients like multinational companies or SMEs. An ideal relationship manager should strategize well, be a good listener, communicator, reliable, and have in-depth knowledge of financial markets and trade life cycle in the capital market.

Stock Broker: They help a retail investor to buy stocks via exchanges like BSE, NSE. A stockbroker must be well-versed in markets and be on tips with the latest market trends. A stockbroker is confident about the future movement of stocks and can offer timely advice on transactions.

Capital Market Consultant: Consultants help leading banks automate operations to reduce costs, improve customer service, grow revenue, and gain a competitive advantage. A Consultant must possess expertise in capital market businesses, functional and other technical areas. In addition, consultants must be handy on innovative practices, understanding predictive analytics, robotics, artificial intelligence, blockchain, etc.

Portfolio Manager: A portfolio manager manages accounts and investments of high-net-worth individuals. They advise on optimal investment mix and suggest picking the right assets. The portfolio manager must have profound knowledge of financial planning and be capable of providing genuine advice.

Investment Banker: Investment bankers are financial advisors to corporations and governments. Clients raise money through investment bankers. Then, on the advice from investment bankers, clients issue stock, float bonds, negotiate an acquisition or arrange a sale of the valuable assets.

Skills needed to pursue a career in Capital Markets:

By now, you must have understood the capital market and the career scope; it’s time to understand the skills and education required to make a career in this industry. The skills required for a career in capital markets are similar to that of Investment Banking and Equity Research.

With a PG degree in Finance, you can enter the market. But also need to focus on specialized skills like marketing, financial modeling, and analytics to prepare for new-age opportunities in the capital markets.

Therefore, it makes even more sense if you have an idea to pursue a specialized course for careers in Capital Markets. Such specialization programs provide holistic insights into learning various aspects of Capital Markets.

Take a Leap with Imarticus:

Imarticus offers a range of courses in Finance and Certified Investment Banking Operations Professional course which help students leap. Industry experts design the course framework to understand complex securities and derivative products, trade-lifecycles, and functions within investment banking operations.

Imarticus assists fresh graduates and professionals gain vital knowledge of financial systems and capital market and teach negotiation and communication skills to attain a professional grip in Capital Markets. In addition, students enjoy networking and continuous placement support from Imarticus to land into the best organizations.

Commence the transformative journey in capital markets today; send an inquiry now! Avail 24×7 Live Chat Support System and request virtual guidance from experts!

What are Capital Markets? And how do they work?

Posted on May 20, 2021March 21, 2024 by Imarticus Learning

The capital market plays an important role in the economy of any country. The investors and the businesses they invest in, both benefit from capital markets.

Investment banking also plays a very important role as it facilitates transactions between the supply and demand in the capital markets. Here are some answers you may seek to understand the capital markets better.

What is Capital Market?

In the simplest of terms, capital markets are platforms that facilitate the transfer of capital or savings from investors who want to employ their investments to businesses that need the excess capital to finance various projects.

How is Capital Market related to Investment Banking?

Investment banking goes hand in hand with capital markets. Capital markets consist of a lot of technicalities like debt capital markets, leveraged finance and equity capital markets that only an investment banker can understand and deal with.

Investment bankers know the market of their products inside out; and if you’re interested in becoming one of them, then you can apply for any investment banking course after graduation.

How do Capital Markets work?

Capital markets allow the free exchange of wealth and are the basis of a free-market economy. They work by bringing buyers and sellers together so that they can trade in currencies, bonds, stocks and other financial assets.

Who benefits from Capital Markets?

The capital market helps small businesses and entrepreneurs to grow into big companies. It also helps people to save and invest to secure their future. The capital market training allows individuals to make personal gains by leveraging the profit-generating potential of larger entities.

What is the difference between a primary market and a secondary market?

The capital market is divided into two categories – primary market and secondary market. The primary market deals with new stocks and securities whereas the secondary market deals with existing securities which have been previously issued.

What Financial Instruments are used in Capital Markets?

The different financial instruments that can be used in capital markets include –

Stocks
Bonds
Forex (Foreign Exchange)
Commodities
Derivatives

How to make a career in Capital Markets?

There are many investment banking courses online that one can pursue to make a successful investment banker and work right in the capital markets. To pursue one of the best investment banking courses after graduation, you can apply for the Post Graduate Program in New Age Banking and effectively start or boost your career prospects in the domain. You can check out this certificate in investment banking course details here.

What is the difference between capital markets and financial markets?

Although they may seem the same and there are overlaps, capital markets and financial markets are fundamentally distinctive. Financial markets are broader in range and encompass various businesses and organizations exchanging contracts, securities and assets with each other.

On the contrary, capital markets are primarily used to raise and increase funding for projects and operations of a company. To understand this distinction better, you can check out the certificate in investment banking course details and enrol.

Conclusion

Capital markets help businesses, investors and the government, and they need investment bankers to guide them. Investment banking courses can be pursued online to understand the dynamic of capital markets and make a lucrative career in the domain.

https://imarticus.org/trade-life-cycle/

How Should You Acquire Domain Knowledge In Capital Markets?

Posted on July 22, 2019May 28, 2025 by Imarticus Learning

Domain knowledge in project management is crucial when making a career in a banking project sector. Hence it would be great to do a course when looking to make a capital market for beginners career in this core sector. When starting your career there are many questions as to what one should do to assimilate knowledge quickly so one can move into a good banking career. The capital markets world over may differ in product offerings, trading practices, and regulations. However, the one constant has been the growing demand for skilled capital market personnel in banking circles.

What is the capital market?

The capital market instruments are:

1. Shares: Share is a part of the ownership in the form of the share and forms the capital base of any company. The sharing unit can be traded in and many people hold shares to sell when the markets boom making huge profits.

There are two types of shares. Namely,

Equity shares
Preference shares

2. Debentures: Companies issue debentures under the company’s seal as funds borrowed for a long term and form a part of the borrowed capital of the company. Such debentures carry a fixed interest rate and maturity period. These are the certificates issued

3. Bonds: To raise capital for projects governments and large companies issue bonds which are again long-term capital borrowings. Like the debentures bonds also carry a fixed interest rate and maturity period. The interest charged on such bonds is on the coupon rate.

4. Derivatives: These instruments derive from other underlying assets and securities. The selling price, function, risk, etc of the derivative depend on the assets underlying them.

Some examples of the Capital Market for beginners drawn from derivatives are

Futures
Swaps
Options
Exchange commodities
Traded Funds

Here are simple steps in a tutorial to increase domain knowledge especially in the capital market for beginners.

1. Research your knowledge to narrow down to your domain choices:

For example, if you want to be a domain expert in banking you must narrow down to the capital markets from the various services offered by investment banks. Next, add questions and actions to research and act upon them.

2. Question bank building:

Ask your questions of an expert on the subject of capital markets.

What questions to ask depends on your question list and domain knowledge. Rather than ask an obvious question try asking questions like-Do all asset classes get mark-to-market action? How are bad loans monitored? and such.

When and whom to ask questions is important. Never ask domain technical questions to the executive or a domain operations question to the accountant!

Record the answers for further reviews.

3. Do a course:

You have a variety of domain choices here related to the capital market domain.

· WMI-Wealth Management Institute course

· Do the CFA-Chartered Financial Analyst course

· An MBA course with a finance domain focus

· Do the MFE-Masters of Financial Engineering degree

· Get experience in domain work: To get practical hands-on skills many students opt to take the financial professionals course at a reputed institute like Imarticus Learning.

4. Attend events:

This is the best place to learn more about domains. Build your domain knowledge with reading from

Banking Associations / Magazines – FundSuperMart, The Asian Banker, WealthMatters, etc
Software vendors – FlexCube, Temenos, SAP, SilverLake, Finacle, etc
Hardware vendors – HP, IBM and such
Consulting firms – Boston Consulting Group, McKinsey and Company, PWC, Accenture, IBM GBS, etc

5. Knowledgebase building:

Create a base on hard disk from your records, questions, etc and build on it. Update it periodically and add indices to it to demarcate the domains.

6. Knowledge Communities:

Join such communities for mentorship and issue resolutions in your domain from a peer group. You can teach, learn and explore domains at the same time!

7. Mentorship:
This is crucial to emulate in domain expertise building.

8. Offer to help:
This method is a great way of gaining hands-on information and experience in domain knowledge.

9. Update Solutions Knowledge:
Technology is evolving as are standard practices. Hence do continued domain learning to get ahead of the career curve.

Wrapping Up …

Acquiring domain knowledge is not difficult. There exist SO MANY things you can do to acquire such knowledge. Firstly start with a plan, build knowledge bases through MOOCs and online reading, question all your premises, enroll in courses, and take the support of community groups.

Do your capital market for beginners course at Imarticus Learning because they help you in all the above aspects, offer excellent mentorship, prepare you for certification exams, and go further with assured placements.

Their course has a comprehensive part, modules on soft skills, resume writing, mock interviews, and personality development too. Enroll today! For more details and further career counseling, you can also contact us through the Live Chat Support system or can even visit one of our training centers based in – Mumbai, Thane, Pune, Chennai, Hyderabad, Delhi, Gurgaon, and Ahmedabad.

Tag: capital market career